DFIN Webinar: SEC Compliance for FPIs: 2023 Mid-Year Update
SEC Compliance for FPIs

Webinar Replay

SEC Compliance for FPIs – 2023 Mid-year Update

Navigating SEC’s Newly Adopted and Proposed Rule Changes, SEC Comment Letters and Enforcement Trends to Prepare for 2023

Last year, foreign private issuers (FPIs) had to implement a number of new disclosure requirements that became effective for the 2022 Form 20-F. FPIs continue to stay ahead of their disclosure obligations by being sensitive to new focus areas in their 2022 Form 20-F. To enable FPIs to improve their disclosure starting from the drafting process for their future filings in this evolving landscape, DFIN has partnered with Latham & Watkins and Ernst & Young to present this webinar on SEC compliance for FPIs: 2023 mid-year update on June 21, 2023.

In this webinar, our expert panel shared their views on the following topics:
  • Lookback at 2022 disclosure trends – regulatory updates and crypto assets
  • PCAOB inspections
  • Newly adopted and proposed SEC rules – 10b5-1 insider trading plans, compensation clawback disclosure requirements, ESG, climate and share repurchase disclosure, etc.
  • Observations and recommendations for FPIs
  • How technology can reduce risk, and improve the speed & accuracy of reporting in 2023
  • and more.
Stacey Wong - Partner, Capital Markets Practice, Latham & Watkins
Shirley Wong - Partner, Assurance, ASEAN Capital Markets Director, Ernst & Young
Mike Lemus, CPA - Subject Matter Expert, ActiveDisclosure, DFIN
Justin Lewis, CPA - Subject Matter Expert, ActiveDisclosure, DFIN

Jeffrey Catt - Senior VP, ActiveDisclosure, DFIN
Register to watch the replay of this informative session and stay up-to-date on the latest developments.
This webinar is presented to you by: New ActiveDisclsoure℠ by DFIN | SEC filing and financial reporting software
Date of webinar: June 21, 2023
Language: English

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