DFIN Webinar: SEC Compliance for FPIs: 2023 Mid-Year Update
SEC Compliance for FPIs
https://info.dfinsolutions.com/APAC-SEC-Compliance-FPI

Webinar

SEC compliance for FPIs: 2023 mid-year update

Wednesday, June 21, 9:30 AM HKT/SGT/BJT

Navigating SEC’s Newly Adopted and Proposed Rule Changes, SEC Comment Letters and Enforcement Trends to Prepare for 2023

Last year, foreign private issuers (FPIs) had to implement a number of new disclosure requirements that became effective for the 2022 Form 20-F. FPIs continue to stay ahead of their disclosure obligations by being sensitive to new focus areas in their 2022 Form 20-F. To enable FPIs to improve their disclosure starting from the drafting process for their future filings in this evolving landscape, DFIN partners with Latham & Watkins and Ernst & Young to present this webinar on SEC compliance for FPIs: 2023 mid-year update.

Our expert panel will share their views on the following topics:
  • Newly adopted and proposed SEC rules
  • SEC comment letter and SEC enforcement trends
  • Observations and recommendations for FPIs
  • How technology can reduce risk, and improve the speed & accuracy of reporting in 2023
and more.

Speakers:
  • Stacey Wong - Partner, Capital Markets Practice, Latham & Watkins
  • Shirley Wong - Partner, Assurance, ASEAN Capital Markets Director, Ernst & Young
  • Mike Lemus, CPA - Subject Matter Expert, ActiveDisclosure, DFIN
  • Justin Lewis, CPA - Subject Matter Expert, ActiveDisclosure, DFIN
Moderator:
Jeffrey Catt - Senior VP, ActiveDisclosure, DFIN

Register to join this informative session and stay up-to-date on the latest developments.

This webinar is presented to you by: New ActiveDisclsoure℠ by DFIN | SEC filing and financial reporting software

*Remarks: If this is not in your local time zone or if you are unable to join this webinar live, we encourage you to register as we will be sending a replay of the webinar to all accepted registrants, allowing you to watch at a more convenient time.
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